法律 AI // 资讯总览
需要被持续追踪的
法律 AI 信号。
本期索引按监管、判例、实务与研究归档;可依主题或关键字定位已发布记录。
法律 AI // 资讯总览
本期索引按监管、判例、实务与研究归档;可依主题或关键字定位已发布记录。
原题: Memorization Is Not Extraction: Tight Differential-Privacy Bounds and Audit Blind Spots
涉及人工智能算法备案、生成式模型合规红线与法律科技核心准则。
这篇发表于arXiv的研究论文系统比较了大语言模型中的反事实记忆与自适应提取两类指标,指出二者并不存在相互控制关系,差分隐私也不能作为覆盖所有记忆风险的统一代理。在f-DP框架下,论文给出了带列表预算的自适应提取成功率上界,并证明该界限在一组基线分布上可以达到;在纯ε-DP下,论文进一步以最小熵刻画先验猜测能力对提取风险的影响。对于反事实记忆,研究推导了有界评分函数的精确上界,并说明多个重复副本下,简单将隐私参数扩大为kε并不准确。实验与构造案例显示,一个机制可能被评分审计认定为存在记忆却难以提取,另一个机制则可能被提示词完整提取却无法被基于损失的审计发现。论文还称,这类双向盲区在大规模模型上仍然存在。该文是学术预印本,不是法律、监管或司法文件,不设合规过渡期,也不直接产生强制义务。
展示来源全文,完整内容以原文页面为准。
arXiv:2608.27782v1 Announce Type: cross Abstract: Memorization in large language models is measured through a zoo of definitions whose formal relations are unknown, and differential privacy (DP) is treated as a proxy against all of them at once. We pin down the exact DP constant for the two that carry the practical weight, counterfactual memorization and adaptive extraction, and show that they do not control each other. Under $f$-DP, every adaptive extraction protocol with list budget $m$ succeeds with probability at most $1-f(\kappa)$ for the oblivious baseline $\kappa$, and the bound is tight on a dense set of baselines: DP uniformly controls extraction exactly up to a threshold in how well the secret can be guessed a priori. Min-entropy certifies that baseline distribution-free, since $H_\infty\ge\epsilon\log_2 e+\log_2(m/\tau)$ holds extraction below a risk level $\tau\le1/2$ under pure $\epsilon$-DP for every prior, and is exact on uniform priors. On the memorization side, $f$-DP caps the counterfactual memorization of any bounded score at an advantage functional $\eta(f)$, equal to $\tanh(\epsilon/2)$ under pure DP; for $k\ge2$ duplicated copies the naive $\epsilon\mapsto k\epsilon$ bound $\tanh(k\epsilon/2)$ is unattainable, the exact constant being a closed-form staircase attained by geometric noisy counting. That cap is attained inside the local score class used in practice, and it is there that the two measures separate: one mechanism is memorized yet unextractable, another fully extractable yet exactly invisible to every loss-based score. The two-sided blind spot this opens for loss-based auditing and unlearning verification survives on billion-parameter models: a reserved-trigger release is recovered verbatim from one prompt while the audits practitioners deploy certify it clean.
文书与研报规范引注
《差分隐私无法覆盖大模型记忆审计盲区》(来源: arXiv cs.CL,发布日期: 2026/10/04,访问链接: https://arxiv.org/abs/2608.27782)